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Regulation

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Regulation
SEC seeks $2.4 billion in funding to boost staff numbers

Congress should approve the SEC's 2024 budget so the agency can hire 170 more employees and better protect investors, Gary Gensler testified.

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Regulation
Senators press federal regulators on SVB, Signature Bank failures

Senators pressed federal regulators on their past actions and future lessons to be learned from recent bank failures.

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Regulation
SEC proposes requiring electronic submissions for nearly all forms

The SEC proposed amendments that would require nearly all forms, filings and materials to be submitted to the agency electronically.

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Regulation
Labor Department reopens comment period for QPAM exemption proposal

The Labor Department will reopen the comment period for a proposal that would modify its qualified professional asset manager exemption.

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Regulation
Environmental groups supportive of SEC climate proposal but request clarifications

Environmental groups supporting the SEC's climate disclosure proposal requested the rule address concerns about its impact on small businesses.

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Regulation
Regulators shut down Signature Bank, say depositors will be protected

Signature Bank was seized by regulators on Sunday evening, the second failure of a regional bank in about 48 hours.

The U.S. Department of Labor headquarters stands in Washington
Regulation
Labor Department names 5 new members to ERISA Advisory Council

The Department of Labor appointed five members to its ERISA Advisory Council.

Jennifer Eller
Regulation
Court ruling vacating DOL rollover guidance isn't end of fiduciary saga

After the Department of Labor suffered another setback in court in its efforts to regulate rollover recommendations, its next steps are uncertain.

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Regulation
DOL's priorities include SECURE 2.0, ESG rule, EBSA head says

The Labor Department's priorities include implementing SECURE 2.0 and its new ESG rule while aiming to improve communication, Lisa M. Gomez said.

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Regulation
China tightens scrutiny of private funds in major rule overhaul

Chinese regulators revamped rules governing its private fund industry to curb irregularities and risks, benefiting bigger managers including foreign players.

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December 12, 2022 page one

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  • Topics
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    • Coronavirus
    • Courts
    • Defined Contribution
    • ESG
    • ETFs
    • Face to Face
    • Hedge Funds
    • Industry Voices
    • Investing
    • Money Management
    • Opinion
    • Partner Content
    • Pension Funds
    • Private Equity
    • Real Estate
    • Russia-Ukraine War
    • SECURE 2.0
    • Special Reports
    • White Papers
  • Rankings & Awards
    • 1,000 Largest Retirement Plans
    • Top-Performing Managers
    • Largest Money Managers
    • DC Money Managers
    • DC Record Keepers
    • Largest Hedge Fund Managers
    • World's Largest Retirement Funds
    • Best Places to Work in Money Management
    • Excellence & Innovation Awards
    • WPS Innovation Awards
    • Eddy Awards
  • ETFs
    • Latest ETF News
    • Fund Screener
    • Education Center
    • Equities
    • Fixed Income
    • Commodities
    • Actively Managed
    • Alternatives
    • ESG Rated
  • ESG
    • Latest ESG News
    • The Institutional Investor’s Guide to ESG Investing
    • ESG Sustainability - Gaining Momentum
    • ESG Investing | Industry Brief
    • Innovation in ESG Investing
    • 2023 ESG Investing Conference
    • ESG Rated ETFs
  • Defined Contribution
    • Latest DC News
    • The Plan Sponsor's Guide to Retirement Income
    • DC Money Manager Rankings
    • DC Record Keeper Rankings
    • Innovations in DC
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    • 2023 Defined Contribution East Conference
  • Searches & Hires
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    • Searches & Hires Database
    • RFPs
  • Research Center
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    • Pension Fund Returns Tracker
    • Pension Risk Transfer Database
  • Careers
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    • View All Conferences
    • View All Webinars
    • 2023 Canadian Pension Risk Strategies
    • 2023 Retirement Income